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Matter of Francis Kellogg: alternative requirements in labor certification and Kellogg languageMatter of Francis Kellogg, 1994-INA-465, 1994-INA-544, 1995-INA-68 (BALCA Feb. 2, 1998) (en banc)

Wang Law Firm, LLC · David Wang, Managing Attorney · Attorney-reviewed · Updated October 2026

In brief: In 1998, the U.S. Department of Labor's Board of Alien Labor Certification Appeals (BALCA), sitting en banc, held that when a foreign worker does not meet the job's primary requirements and qualifies only under the alternative requirements the employer listed, those alternative requirements are treated as tailored to the foreign worker, unless the employer states that it will accept "any suitable combination of education, training or experience." This principle was later written into the PERM rule at 20 CFR 656.17(h)(4)(ii), and it is still an issue employers must check when filing labor certification for a current employee.

The case at a glance

ItemDetails
Case nameMatter of Francis Kellogg (consolidated with two other cases)
Decided byU.S. Department of Labor, Board of Alien Labor Certification Appeals (BALCA), en banc decision
Case numbers1994-INA-465, 1994-INA-544, 1995-INA-68
Decision dateFebruary 2, 1998
Regulations involvedAt the time of the decision: the pre-PERM labor certification rule at 20 CFR 656.21(b)(5) (job requirements may not be tailored to the foreign worker); today: the PERM rule at 20 CFR 656.17(h)(4)
SubjectJob requirements in labor certification; alternative requirements; "Kellogg language"
Current statusThe decision itself applied to the old, pre-PERM process; its core principle has been codified in PERM rule 656.17(h)(4)(ii), and BALCA continues to cite it in PERM cases (as of October 2026, we have not found any new rule amending this provision)
Source texts and regulationseCFR: 20 CFR 656.17; DOL Office of Administrative Law Judges, BALCA PERM digest

Background: why labor certification cares about job requirements

Most EB-2 and EB-3 employment-based immigrants first need the employer to obtain labor certification from the U.S. Department of Labor (DOL), known as the PERM process (see the PERM labor certification guide). Labor certification confirms that there is no U.S. worker who is "able, willing, qualified and available" to do the job. To show this, the employer must recruit publicly through the required channels and honestly evaluate every U.S. worker who applies.

That makes how the job requirements are written critical. The narrower the requirements, and the more closely they track the foreign worker's own résumé, the fewer qualified U.S. workers there will be. DOL rules have therefore long prohibited job requirements "tailored to the alien's qualifications" and required that job requirements be those normally needed for the position.

In practice, employers often write two sets of requirements: primary requirements, such as "master's degree + 2 years of experience," and alternative requirements, such as "bachelor's degree + 5 years of experience" or "years of experience may substitute for a degree." Alternative requirements are not unlawful in themselves. The question is: if the foreign worker happens to meet only the alternative requirements, were those alternatives written specifically for him or her?

Facts and issues

Kellogg consolidated three labor certification appeals before BALCA. All involved the same situation: the employer listed both primary and alternative requirements in the labor certification application, and the foreign worker did not meet the primary requirements, qualifying only under the alternative requirements. BALCA heard the cases en banc to answer these questions:

  1. When the foreign worker qualifies only under the alternative requirements, are those alternative requirements "tailored"?
  2. Is there a way for the employer to keep the alternative requirements while avoiding that conclusion?

How BALCA ruled

The en banc board held that when the foreign worker does not meet the primary requirements and qualifies only because of the alternative requirements, those alternative requirements are tailored to the foreign worker and prohibited under the old rule at 656.21(b)(5), unless the employer indicates that applicants with any suitable combination of education, training or experience are acceptable. That statement later became known in the field as "Kellogg language."

BALCA's reasoning: if the employer is willing to accept the foreign worker based on a "non-primary" combination, it should not limit U.S. applicants to an equally narrow combination; the employer must consider U.S. workers under the same open standard. As long as the employer makes this open-ended statement and actually evaluates U.S. applicants that way during recruitment, the alternative requirements are no longer treated as tailored.

How the PERM rule absorbed Kellogg: 20 CFR 656.17(h)(4)

Since March 28, 2005, labor certification has been handled through the PERM process. The PERM rule wrote the Kellogg principle into 20 CFR 656.17(h)(4):

The key sentence of the regulation reads (quoted verbatim):

“...certification will be denied unless the application states that any suitable combination of education, training, or experience is acceptable.”

Note that the regulation addresses the situation where the foreign worker is already working for the employer, which is the case in the great majority of PERM filings. A related rule is 656.17(i)(3): where the foreign worker already works for the employer, DOL reviews the training and experience the worker had when hired, and the employer generally cannot require U.S. applicants to have more than that. Exceptions include where the foreign worker gained the experience in a position with the employer that is not substantially comparable to the position being certified, or where the employer can show it is no longer feasible to train a new worker for the position. The two rules often have to be analyzed together.

Later BALCA decisions

After PERM took effect, BALCA issued a series of decisions on Kellogg language. Below are several representative cases (case numbers and dates compiled from the DOL BALCA PERM digest and law firm articles):

CaseCase number / dateKey point
Demos Consulting Group2007-PER-00020 (May 16, 2007)Confirmed that 656.17(h)(4)(ii) implements the Kellogg principle under PERM; where the foreign worker met only the alternative requirements and the application did not state Kellogg language, the denial was affirmed.
Federal Insurance Co.2008-PER-00037 (February 20, 2009)The ETA-9089 form in use at the time had no reasonable place to enter Kellogg language, and the employer had shown it would accept any suitable combination; denying certification solely because the sentence was missing from the application violated due process. BALCA reversed the denial and granted certification.
Agma Systems LLC2009-PER-132 (August 6, 2009)Where the employer's two sets of requirements (master's + 3 years of experience; bachelor's + 5 years of experience) are substantially equivalent, with no "primary" versus "alternative," 656.17(h)(4) is not triggered and Kellogg language is not required.
ST Mobile Aerospace Engineering2009-PER-00429 (July 9, 2010)Substituting 12 years of experience for a bachelor's degree was found not substantially equivalent to the primary requirement, violating 656.17(h)(4)(i); the denial was affirmed.
Goldman Sachs & Co.2011-PER-01064 (June 8, 2012)The employer rejected 35 U.S. applicants without interviewing them. BALCA found that the employer had not evaluated them under the Kellogg standard (any suitable combination) and affirmed the denial.

In addition, according to DOL's PERM FAQs as cited in law firm articles, where Kellogg language is required it need not appear in recruitment advertisements, but the employer must still evaluate U.S. applicants under that standard.

The 2023 ETA-9089 form

The backdrop to Federal Insurance was that the old ETA-9089 had no dedicated place for Kellogg language. Since June 1, 2023, DOL has used a new ETA-9089 (filed through the FLAG system and linked to the ETA-9141 prevailing wage request). The new form asks directly whether the foreign worker is currently employed by the employer, whether the worker qualifies only under the alternative requirements, and whether the employer will accept any suitable combination of education, training or experience. This means the "no place on the form" rationale behind Federal Insurance largely no longer applies under the new form; employers must answer the question head-on. How to complete the alternative requirements on the new form, and when the employer must elect to accept Kellogg language, are still debated in practice and must be handled case by case.

What it means for employers and applicants

Practical tips

  1. Before starting PERM, list all of the foreign worker's education and experience (including experience gained with this employer and elsewhere) item by item, and determine whether the primary requirements are met.
  2. If alternative requirements are needed, first assess whether they are substantially equivalent to the primary requirements; alternative requirements that are not substantially equivalent can themselves lead to denial.
  3. Where the foreign worker meets only the alternative requirements, answer the relevant questions on the ETA-9089 truthfully and accept Kellogg language, and make sure the recruitment and interview records show U.S. applicants were evaluated under the "any suitable combination" standard.
  4. Keep complete recruitment records in case of audit. For the general PERM process and timeline, start with the PERM timeline tool.
  5. Our firm provides legal services only and does not provide employer resources or job matching; PERM requires your own employer.

Frequently asked questions

Does every PERM application need Kellogg language?

No. Under 656.17(h)(4)(ii), it applies where the foreign worker already works for the employer, does not meet the primary requirements, and qualifies only under the alternative requirements. If the foreign worker meets the primary requirements, or the two sets of requirements are substantially equivalent with no primary/alternative distinction (see Agma Systems), the requirement is generally not triggered. Whether it is triggered must be decided case by case.

What is the cost of accepting Kellogg language?

The employer must evaluate U.S. applicants under the "any suitable combination of education, training or experience" standard, which may increase the number of qualified U.S. applicants. If recruitment turns up a U.S. worker who is qualified and willing to take the job, the labor certification cannot be approved.

Does Kellogg language have to go in the recruitment ads?

According to DOL's PERM FAQs, it is not required to appear in the ads; but the employer must evaluate U.S. applicants under this standard and keep records.

Does Federal Insurance mean leaving out Kellogg language doesn't matter?

No. Federal Insurance addressed the old ETA-9089's lack of a place to enter it. The new form in use since June 2023 asks the question directly, and the employer must answer it.

I have a three-year bachelor's degree. Could I run into a Kellogg issue?

Possibly. Whether a three-year degree is equivalent to a U.S. bachelor's degree is itself contested, and employers often write alternative requirements for that reason. How to write the alternative requirements, whether they are substantially equivalent, whether Kellogg language is needed, and the effect on EB-2 eligibility should all be assessed before PERM begins.

Decision text and sources

Related reading

Is your employer preparing to file PERM for you, but your education or experience profile is unusual? Book an attorney consultation. We will first review your education, experience and the job requirements, then explain how alternative requirements and Kellogg language would be handled and the risks involved.

This page is a general introduction to a court decision and is not legal advice. The law and case law change, and outcomes depend on the specific facts. To evaluate your situation, consult an attorney.